Andree Rathemacher <[log in to unmask]>
Date: Wed, 5 Oct 2016 08:33:13 -0400

[MOD NOTE -- this message was forwarded from the GOAL list to
liblicense-l.  Andree's bibliography is excellent; if further references,
please send to her]

A few references you missed, Andree:

Swan, A; Gargouri, Y; Hunt, M; & Harnad, S (2015) Open Access Policy:
Numbers, Analysis, Effectiveness. Pasteur4OA Workpackage 3 Report.
http://eprints.soton.ac.uk/375854/

Harnad, S (2015) Open Access: What, Where, When, How and Why. In: Ethics,
Science, Technology, and Engineering: An International Resource eds. J.
Britt Holbrook & Carl Mitcham, (2nd edition of Encyclopedia of Science,
Technology, and Ethics, Farmington Hills MI: MacMillan Reference)
http://eprints.soton.ac.uk/361704/

Harnad, S (2015) Optimizing Open Access Policy. The Serials Librarian,
69(2), 133-141 http://eprints.soton.ac.uk/381526/
<http://eprints.soton.ac.uk/381526/>

Vincent-Lamarre, P, Boivin, J, Gargouri, Y, Larivière, V & Harnad,
(2016) Estimating
Open Access Mandate Effectiveness: The MELIBEA Score.
<http://eprints.soton.ac.uk/370203/>Journal of the  Association for
Information Science and Technology (JASIST)  67 (in press)
http://eprints.soton.ac.uk/370203/

SH


On 4 Oct 2016, at 21:26, Andree Rathemacher <[log in to unmask]> wrote:

Hi scholcomm folks,

Julia Lovett and I are working on an article, based on a survey of
University of Rhode Island faculty, on faculty attitudes about compliance
with our permissions-based OA policy.

As Christine Fruin and Shan Sutton noted in their recent C&RL article
<http://dx.doi.org/10.5860/crl.77.4.469>, there is not a whole lot out
there on North American institutional OA policies. I've done LISTA, Scopus,
and Web of Science searches, but I'm wondering if I've missed any reports,
chapters, or other perhaps less-traditional outputs that have anything to
do with *faculty author attitudes towards and compliance* *with OA policies*.
I'll paste my current bibliography below so you can see what I have.

Also, in the article, we would like to briefly make the point that
librarians have long struggled with filling their IRs. There are many, many
articles out there looking at specific cases, but I was hoping for a
*literature
review or recent comprehensive article*, if anyone knows of one. Of course
there is the recent Van de Velde blog post
<http://scitechsociety.blogspot.com/2016/07/let-ir-rip.html> and Poynder
interview with Lynch
<http://poynder.blogspot.co.uk/2016/09/q-with-cnis-clifford-lynch-time-to-re_22.html>
.

Thanks so much for any help you can provide.

List is below. Please excuse cross-posting to the COAPI list.

Best,
Andrée

OPEN ACCESS POLICY IMPLEMENTATION

Anderson, R. (2016). Why are there virtually no mandatory open access
policies at American universities? Learned Publishing 29(3), 215-218.
http://dx.doi.org/10.1002/leap.1034

Armbruster, C. (2011). Open access policy implementation: First results
compared. Learned Publishing 24(4), 311-324. http://dx.doi.org/10.1087/2011
0409

Awre, C., Beeken, A., Jones, B., Stainthorp, P., & Stone, G. (2016).
Communicating the open access policy landscape. Insights 29(2), 126-132.
http://dx.doi.org/10.1629/uksg.308

Duranceau, E. F., & Kriegsman, S. (2016). Campus open access policy
implementation models and implications for IR services. In B. B. Callicott,
D. Scherer, & A. Wesolkek (Eds.), Making Institutional Repositories Work
(pp. 87-106). Charleston insights in library, archival, and information
sciences. West Lafayette, IN: Purdue University Press.

Duranceau, E. F., & Kriegsman, S. (2013). Implementing open access policies
using institutional repositories. In P. Bluh, C. Hepfer, & M. L. Ramírez
(Eds.), The Institutional Repository: Benefits and Challenges (pp. 81-105).
ALCTS papers on library technical services and collections 18. Chicago:
Association for Library Collections & Technical Services, American Library
Association. Retrieved from http://www.ala.org/alcts/sites
/ala.org.alcts/files/content/resources/papers/ir_ch05_.pdf

Emmett, A., & Peterson, T. (2010). Achieving consensus on the University of
Kansas open-access policy. Research Library Issues 269, 5-7.

Emmett, A., Stratton, J., Peterson, A. T., Church-Duran, J., & Haricombe,
L. (2011). Toward open access: It takes a village. Journal of Library
Administration 51(5/6), 557-579. http://dx.doi.org/10.1080/0193
0826.2011.589345

Fruin, C., & Sutton, S. (2016). Strategies for success: Open access
policies at North American educational institutions. College & Research
Libraries 77(4), 469-499. http://dx.doi.org/10.5860/crl.77.4.469

Gilbert, J., Kinger, M., & Kullman, L. (2011). Implementing an open access
policy at Chalmers Institute of Technology. IATUL Annual Conference
Proceedings 21, 1-9.

Kern, B., & Wishnetsky, S. (2014). Adopting and implementing an open access
policy: The library’s role. Serials Librarian 66(1-4), 196-203.
http://dx.doi.org/10.1080/0361526X.2014.880035

Kipphut-Smith, S. (2014). Engaging in a campus-wide conversation about open
access. Texas Library Journal 90(2), 70-71.

Kipphut-Smith, S. (2014). “Good enough”: Developing a simple workflow for
open access policy implementation. College & Undergraduate Libraries 21(3/4),
279-294. http://dx.doi.org/10.1080/10691316.2014.932263

Ludwig, D. (2010). Open access at the University of Kansas. College &
Research Libraries News 71(7), 360-363, 384.

McGuigan, G. S. (2015). The NIH Public Access Policy and federally funded
research: An analysis of problem recognition and agenda setting. Journal of
Academic Librarianship 41(1), 54-60. http://dx.doi.org/10.1016/j.ac
alib.2014.09.014

Miller, J. (2011). Open access and liberal arts colleges: Looking beyond
research institutions. College & Research Libraries News 72(1), 16-30.

Shieber, S. (2009, June 30). University open-access policies as mandates
[Blog post]. Retrieved from  https://blogs.harvard.edu/pam
phlet/2009/06/30/university-open-access-policies-as-mandates/

Smith, K. (2012). Why open access? The policy environment and process on
one university campus. Insights 25(3), 246-250.
http://dx.doi.org/10.1629/2048-7754.25.3.246

Taylor, A. (2013). Technical services report: Opening access for a new era
of scholarly publishing. A report of the ALCTS Continuing Resources
Section, Access to Continuing Resources Interest Group program, American
Library Association Annual conference, Anaheim, June 2012. Technical
Services Quarterly 30(2), 217-219. http://dx.doi.org/10.1080/0731
7131.2013.759833

Vandegrift, M., & Colvin, G. (2012). Relational communications. College &
Research Libraries News 73(7), 386-389.

Van Noorden, R. (2014). Funders punish open-access dodgers. Nature 508,
161. http://dx.doi.org/10.1038/508161a

Wesolek, A. (2014). Bridging the gap between Digital Measures and Digital
Commons in support of open access: Or, how I learned to stop worrying and
love human mediation. Collection Management 39(1), 32-42.
http://dx.doi.org/10.1080/01462679.2014.860856

Xia, J., Gilchrist, S. B., Smith, N. X. P., Kingery, J. A., Radecki, J. R.,
Wilhelm, R. L., Harrison, K. C., Ashby, M. L., & Mahn, A. J. A review of
open access self-archiving mandate policies. portal: Libraries and the
Academy 12(1), 85-102. http://dx.doi.org/10.1353/pla.2012.0000

INSTITUTIONAL REPOSITORIES - PROBLEMS FILLING THEM
(looking for overviews / reviews)

Armstrong, M. (2014). Institutional repository management models that
support faculty research dissemination. OCLC Systems & Services 30(1),
43-51. http://dx.doi.org/10.1108/OCLC-07-2013-0028

Carr, L., & Brody, T. (2007). Size isn’t everything: Sustainable
repositories as evidenced by sustainable deposit profiles. D-Lib
Magazine 13(7/8).
http://dx.doi.org/10.1045/july2007-carr

Chant, I. (2016). Increasing IR participation. Library Journal 141(3),
20-21.

Davis, P. M., & Connolly, M. J. L. (2007). Institutional repositories:
Evaluating the reasons for non‐use of Cornell University’s installation of
DSpace. D-Lib Magazine 13(3/4). http://dx.doi.org/10.1045/march2007-davis

Review of Davis & Connolly article:

Blythe, K. (2007). The academic reward system is the primary influence
toward faculty non-participation in institutional repositories. Evidence
Based Library & Information Practice 2(4), 70-72.

Ferreira, M., Rodrigues, E., Baptista, A. A., & Saraiva, R. (2008). Carrots
and sticks: Some ideas on how to create a successful institutional
repository. D-Lib Magazine 14 (1/2). http://dx.doi.org/10.1045/janu
ary2008-ferreira

Jain, P. (2011). New trends and future applications/directions of
institutional repositories in academic institutions. Library Review 60(2),
125-141. http://dx.doi.org/10.1108/00242531111113078

Lagzian, F., Abrizah, A., & Wee, M. C. (2015). Critical success factors for
institutional repositories implementation. Electronic Library 33(2),
196-209. http://dx.doi.org/10.1108/EL-04-2013-0058

March, R. M. (2015). The role of institutional repositories in developing
the communication of scholarly research. OCLC Systems & Services 31(4),
163-195. http://dx.doi.org/10.1108/OCLC-04-2014-0022

Nicholas, D., Rowlands, I., Watkinson, A., Brown, D., Russell, B., &
Jamali, H. R. (2013). Have digital repositories come of age? The views of
library directors. Webology 10(2), 1-16. Retrieved from
http://www.webology.org/2013/v10n2/a111.pdf

Poynder, R. (2016, September 22). Q&A with CNI’s Clifford Lynch: Time to
re-think the institutional repository? [Blog post]. Retrieved from
http://poynder.blogspot.co.uk/2016/09/q-with-cnis-clifford-l
ynch-time-to-re_22.html

Salo, D. (2008). Innkeeper at the roach motel. Library Trends 57(2),
98-123. http://dx.doi.org/10.1353/lib.0.0031

Van de Velde, E. (2016, July 24). Let IR RIP [Blog post]. Retrieved from
http://scitechsociety.blogspot.com/2016/07/let-ir-rip.htm
<http://scitechsociety.blogspot.com/2016/07/let-ir-rip.html>

-

Andrée Rathemacher  |  Professor / Head, Acquisitions
University Libraries, University of Rhode Island  |  (401) 874-5096  |
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