From: "Jan Erik Frantsvåg" <[log in to unmask]>
Date: Fri, 19 Jul 2019 08:18:57 +0000

A bit difficult to follow the debate, with one daily dose of e-mails and a
stream of tweets that are difficult to follow.



I agree that this is an interesting topic, and I must confess I had
expected the process to be a bit more outreaching than it looks like it has
been. Alicia makes a good point, though – Smits wasn’t the only one
discussing with others. I wonder, though, if OASPA or AEUP were consulted –
they represent important publisher interests.



Looking at the list of publishers in Sam Burrells post, it looks like a
number of publishers have been consulted, and they represent both pure OA
publishers and “mixed-model” publishers – more of the latter, actually.
That makes me a bit more relaxed, Plan S probably would look the same even
if more publishers had been involved. Everyone cannot be included in such a
process, and there was an open process with commenting on the plan, this
resulted in changes in Plan S requirements.


And the non-hybrid clause in Plan S obviously made it despite opposition
from most of the publishers consulted.



The small, not-for profit publishers are the ones who have been very
underrepresented in this debate.



Jan Erik Frantsvåg






From: Rick Anderson <[log in to unmask]>

Date: Thu, 18 Jul 2019 23:56:22 +0000

That’s a good point, Alicia – and I don’t think anyone believes that Plan S
was entirely formulated by Robert-Jan Smits and Frontiers. But the question
remains: among one particular group of stakeholders (the publishers), which
ones had a voice in determining what the requirements of Plan S would be?
If some publishers had a voice while others didn’t, which ones were they,
and how were they selected?



Is there publicly-available information that outlines how the consultations
took place and who was involved? (Obviously I’m talking about consultations
that led to the formulation of the principles, as opposed to the public
consultation that took place after the principles had already been
formulated.) Apologies if this information is out there and I’ve missed it.
(The cOAlition S website doesn’t provide any such information as far as I
can determine.)



---

Rick Anderson

Assoc. Dean for Collections & Scholarly Communication

Marriott Library, University of Utah

Desk: (801) 587-9989

Cell: (801) 721-1687

[log in to unmask]





From: <[log in to unmask]>

Date: Thu, 18 Jul 2019 09:15:18 +0100

Hi all,



Don’t really want to get sucked into this, but am struggling with the
framing of Plan S as the idea of a single person shaped only by a single
person’s conversations. There are a wide array of organisations within
cOAlition S, and many (including the European Commission) have had
consultations with a wide array of stakeholders on every conceivable aspect
and element of OA over many years. This broader context is missing from the
current discussion.



With best wishes,

Alicia



*Dr Alicia Wise*

Director

Information Power Ltd

+44 7305795887

@wisealic







From: Rick Anderson <[log in to unmask]>

Date: Thu, 18 Jul 2019 02:21:38 +0000

This is why I think it would be very interesting to know whether Frontiers
was the only publisher that had a hand in formulating the requirements of
Plan S. Schneider and Anderson have put forward evidence that Frontiers was
involved – but were others involved as well?



If Frontiers was the only publisher that helped to shape Plan S, then
whether their involvement constitutes “foul play” (not a term I’ve used or
a concept I’ve hinted at) is an open question, one that I don’t think we
could resolve without more information. It would certainly be reasonable to
question the appropriateness of one particular publisher helping to
formulate a policy that ends up favoring that publisher.



As for the term “conspiracy theory”: if you feel that it’s an appropriate
characterization of the proposition that Frontiers was involved in the
creation of Plan S, then feel free to use it. I haven’t said you shouldn’t
use that term. I’ve just pointed out that characterizing the proposition as
a conspiracy theory doesn’t magically make the evidence of Frontiers’
involvement go away. In other words, to the degree that we’re using
“conspiracy theory” as an epithet designed to dismiss or shut down
discussion of the issue, I think that’s inappropriate. If that’s not the
intention of those using the term, then I have no particular objection to
it.



---

Rick Anderson

Assoc. Dean for Collections & Scholarly Communication

Marriott Library, University of Utah

Desk: (801) 587-9989

Cell: (801) 721-1687

[log in to unmask]





From: "Jan Erik Frantsvåg" <[log in to unmask]>

Date: Wed, 17 Jul 2019 12:03:11 +0000

Rick,

I see no need to deny Frontiers was engaged in the creation of Plan S. They
obviously were. And it would be stupid to guess Frontiers had the interests
of science foremost in their minds, Frontiers is a business.



But making that a major point, strongly hinting of “foul play”, suggests
this was something special. If you want to do that, you need to demonstrate
it. That hasn’t been done. Until that has been shown to be true, the term
“conspiracy theory” would seem apt? It is a theory, on so far uncertain
foundations, and it has strong overtones of hinting of a conspiracy. No
wonder someone mentioned the term …



Now, I fully understand the reluctance to dig up more information, that
often takes a lot of energy. But if it is dirt there, someone actually has
to dig it up, not only strongly hint it (probably/possibly) exists.



- jan erik







From: Rick Anderson <[log in to unmask]>

Date: Wed, 17 Jul 2019 00:10:03 +0000

Responding to both Jean-Claude and Jan Erik --



A survey of all communication between Smits and all of those he consulted
while designing Plan S really would be very interesting, and undoubtedly
enlightening. One could even argue that since Plan S is a plan for the
allocation of public funds, the public has a right to see those
communications. But given what it took just to gain access to Smit’s
communications with Frontiers, it seems unlikely that he’s willing to share
that information. I’d be happy to ask him if the list is interested. He has
responded to questions from me in the past.



As for the term “conspiracy theory”: what’s been presented by Leonid
Schneider and Kent Anderson is specific evidence that Frontiers was
involved in the creation of a policy that ended up clearly benefiting
Frontiers (and other publishers that work on the same model). Obviously,
people will have different opinions as to whether this evidence is
convincing, and if so, whether Frontier’s involvement in the creation of
Plan S is a matter for serious concern. But simply incanting the magic
phrase “conspiracy theory” doesn’t make the evidence of Frontier’s
involvement go away.



---

Rick Anderson

Assoc. Dean for Collections & Scholarly Communication

Marriott Library, University of Utah

Desk: (801) 587-9989

Cell: (801) 721-1687

[log in to unmask]



*[SNIP]*